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Fraud deterrence
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#	Item
471	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 18, 2007 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-26 16:54:02 Investment Disgorgement Banc of America Securities Securities and Exchange Commission Securities Exchange Act Financial economics Government Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime Fair Fund
472	Thomas P. DiNapoli State of New York Office of the State Comptroller Red Flags for Fraud Add to Reading List Source URL: www.osc.state.ny.us Language: English - Date: 2014-05-10 06:06:06 Crime Association of Certified Fraud Examiners Credit card fraud Certified Fraud Examiner Internal control Shrinkage Securities fraud Fraud deterrence Fraud Ethics Business
473	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-18 13:26:22 Fair Fund Securities Exchange Act Securities and Exchange Commission Government Financial regulation Financial economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States Securities and Exchange Commission Corporate crime United States securities law
474	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 30, 2008 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-10 16:39:38 United States securities law Securities Exchange Act Securities and Exchange Commission Government Financial regulation Securities Fraud Deterrence and Investor Restitution Act Economics Mutual fund scandal United States Securities and Exchange Commission Corporate crime Fair Fund
475	Microsoft Word - Sec V Internal Control 2007.doc Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2012-12-07 10:13:09 Risk Committee of Sponsoring Organizations of the Treadway Commission Internal control Financial audit Audit Statements on Auditing Standards Fraud deterrence Information technology audit process Auditing Accountancy Business
476	El Paso County, Texas Fraud, Waste and Abuse Policy OVERVIEW The County of El Paso is committed to the safeguarding of public assets and preventing fraud, waste and abuse. All County employees, as public stewards must sh Add to Reading List Source URL: www.epcounty.com Language: English - Date: 2012-07-13 11:29:02 Law Auditing Fraud Tort law Risk Internal control Fraud deterrence Honest services fraud Ethics Crimes Deception
477	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]December 27, 2007 ____________________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-28 09:46:02 Investment Company Act U.S. Securities and Exchange Commission Finance Government Late-2000s financial crisis SEC filing Securities Fraud Deterrence and Investor Restitution Act 76th United States Congress United States securities law Financial regulation
478	Microsoft Word - 10871D_Final Report.doc Add to Reading List Source URL: gao.gov Language: English - Date: 2005-05-09 16:00:44 Risk Financial audit Government Accountability Office Audit Internal control Information technology audit process Fraud deterrence Auditing Accountancy Business
479	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]December 16, 2009 ____________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-18 12:42:00 Investment Company Act U.S. Securities and Exchange Commission Finance Madoff investment scandal SEC filing Securities Fraud Deterrence and Investor Restitution Act 76th United States Congress United States securities law Financial regulation
480	II 113TH CONGRESS 1ST SESSION S. 1094 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-05-06 15:52:14 Securities Fraud Deterrence and Investor Restitution Act Investment Company Act